12-03926 | 02/21/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jason K. Roberts Respondent(s): Turker Ergun Respondent Lawyers(s): Turker Ergun Arbitrator(s): Robert D. Sussin, Robert S. Fash, Norman Michael Garland Hearing Site: Los Angeles, CA
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08-00454 | 07/16/2009 | Claimant(s): Jina Jeong Claimant Lawyers(s): Jina Jeong Respondent(s): Jung Park, Pruco Securities., Prudential Financial Respondent Lawyers(s): Jason S. Mills Arbitrator(s): Robert S. Fash, Laurent C. Vonderweidt, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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08-00453 | 04/16/2009 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): William Winston Respondent Lawyers(s): Ethan Chernin Arbitrator(s): Robert S. Fash, Kenneth I. Rosenblum, Ronald E. Ogden Hearing Site: Los Angeles, CA
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08-01312 | 01/23/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Jeremiah Smith Respondent Lawyers(s): Jeremiah L. Smith Arbitrator(s): Robert S. Fash, Kenneth I. Rosenblum, Robert Bruce MacDonald Hearing Site: Los Angeles, CA
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07-01941 | 09/23/2008 | Claimant(s): RBC Capital Markets Corporation Claimant Lawyers(s): Carolyn Guy Respondent(s): Gary Handler Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Robert S. Fash, Robert Elman, Katharine Reed Coleman Hearing Site: Los Angeles, CA
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05-06450 | 12/07/2007 | Claimant(s): Ronald Goldman Claimant Lawyers(s): William R. Lindsley Respondent(s): Wachovia Securities, Terry Chase Respondent Lawyers(s): G. Thomas Fleming, Sheryl Skibbie Arbitrator(s): Donald S. Simons, Robert S. Fash, Robert E. Jenks Hearing Site: Los Angeles, CA
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06-02931 | 11/29/2007 | Claimant(s): RBC Dain Rauscher. Claimant Lawyers(s): Carolyn Guy Respondent(s): Carmine Grillo, Charles Hubbard, Christopher Horner, Melvin Reiter, Robert Weaver, Dain Rauscher Financial Group Respondent Lawyers(s): Carolyn Guy, Merle H. Horwitz Arbitrator(s): Robert S. Fash, Linda J. Berberian, Kendall C. Reed Hearing Site: Los Angeles, CA
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