| 12-01349 | 04/23/2013 | Claimant(s): John Dee Coons
Claimant Lawyers(s): John Dee Coons
Respondent(s): Wells Fargo Advisors, Marie Lokmanyan, William Zurn
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Robert S. Fash, Robert B. Hansohn, Joseph L. Hagan
Hearing Site: Los Angeles, CA
|  | $0 |
| 10-03343 | 08/31/2011 | Claimant(s): The Becker Family Trust dtd 10/10/98
Claimant Lawyers(s): Robert A. Lisnow
Respondent(s): Andrew Melikidse, Sagepoint Financial.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Martin Mandel, Robert S. Fash, Robert C. Albini
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-04006 | 04/29/2010 | Claimant(s): Betty Alden, Christine Garza, Cruz Chavez, Flavio Alarcon, Jennifer Beaver, Joe Paulson, Keith Beatty, Virginia Alarcon
Claimant Lawyers(s): Joseph S. Fogel
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Fredrick A. Rafeedie
Arbitrator(s): David J. Anderson, Robert S. Fash, Seymour Schoen
Hearing Site: Los Angeles, CA
| | $0 |
| 04-08780 | 10/02/2007 | Claimant(s): Genevieve Dusing
Claimant Lawyers(s): Wild Chang
Respondent(s): Darren Tolan, WAMU Investments.
Respondent Lawyers(s): Darren R. Tolan, Gregory J. Sherwin
Arbitrator(s): Robert S. Fash, Clyde Kenan Oldham, Frederick N. Bailard
Hearing Site: Los Angeles, CA
| | $373,300 |
