| 12-01443 | 03/25/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Rebecca R. Cusick
Respondent(s): Ronald Lachini
Respondent Lawyers(s): Ronald A Lachini
Arbitrator(s): Thomas R. Dreiling
Hearing Site: Seattle, WA
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| 11-03021 | 02/28/2013 | Claimant(s): Kenneth Motz
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Martin Hunger, James S. Hazard, Richard Bemporad
Hearing Site: New York, NY
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| 10-01766 | 02/12/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Richard Kasparian
Respondent Lawyers(s): Joseph Keenan
Arbitrator(s): David J. Weisenfeld
Hearing Site: New York, NY
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| 12-01458 | 01/17/2013 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Rebecca R. Cusick
Respondent(s): Heidi Mcmillian
Respondent Lawyers(s): Heidi Koepenick Mcmillian
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
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| 12-00493 | 11/05/2012 | Claimant(s): Anthony Palazzo, Michael Eddy
Claimant Lawyers(s): Robert D. Terry
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): John W. Mitchell
Arbitrator(s): Donald M. Macdonald
Hearing Site: Atlanta, GA
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| 12-00269 | 09/27/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin A. Goldberg
Respondent(s): Maria Fernando
Respondent Lawyers(s): Maria Elena Fernando
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
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| 11-04425 | 09/25/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): James Ward, Jr.
Respondent Lawyers(s): James Oather Ward
Arbitrator(s): R. Phillip Reed, David B. Lacks, Matthew R. Salamon
Hearing Site: Little Rock, AR
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| 08-01743 | 08/28/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Dean Howard
Respondent Lawyers(s): Mark T. Butler
Arbitrator(s): Larry C. Kreul, John Thomas Sepp, Thomas L. Imbrunone
Hearing Site: Detroit, MI
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| 08-01744 | 08/20/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): John Meier
Respondent Lawyers(s): Mark T. Butler
Arbitrator(s): Andrew G. Young, James George Timpa, Norman A. Samson
Hearing Site: Detroit, MI
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| 11-00684 | 08/09/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Vivek Mahajan
Respondent Lawyers(s): Jamie Andrew Schreck
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
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