| 19-01296 | 08/12/2021 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Ronald Behymer
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Kenneth R. Starr, Chirag Dinesh Chauhan, Robert Stewart Barney
Hearing Site: Memphis, TN
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| 15-02609 | 06/23/2017 | Claimant(s): Todd Clay
Claimant Lawyers(s): Jonathan LA Phillips
Respondent(s): Chapin, Davis
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Joseph R. Soraghan, Matthew Patrick McCauley, Robert Stewart Barney
Hearing Site: St. Louis, MO
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| 14-03275 | 05/27/2016 | Claimant(s): Niles Christodoulidis
Claimant Lawyers(s): Larry E Parrish
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): John G. Manley, Robert Alexander McLean, Robert Stewart Barney
Hearing Site: Memphis, TN
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| 14-03171 | 02/19/2016 | Claimant(s): Ivan Rodriguez
Claimant Lawyers(s): Samuel Rodriguez
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Kenneth M. Jackson, Melva J. Harmon, Robert Stewart Barney
Hearing Site: Memphis, TN
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