| 22-02741 | 08/24/2023 | Claimant(s): Eric Dade
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Concourse Financial Group Securities, In
Respondent Lawyers(s): Destinee Campbell Small
Arbitrator(s): James Michael Belk
Hearing Site: Charlotte, NC
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| 19-02406 | 07/18/2023 | Claimant(s): Mark Dickman
Claimant Lawyers(s): Jeremy L. Bartell
Respondent(s): Jessica Sexton, Robert Russo
Respondent Lawyers(s): Jonathan S. Robbins
Arbitrator(s): Lisa Bass Morris, Rebecca Sofley Henderson, Eric C Chilton
Hearing Site: Charlotte, NC
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| 22-01227 | 05/26/2023 | Claimant(s): William Armfield
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Robert K. Jamieson
Arbitrator(s): Chase Boone Saunders
Hearing Site: Charlotte, NC
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| 20-03771 | 05/19/2023 | Claimant(s): Truist Investment Services.
Claimant Lawyers(s): John E. MacDonald
Respondent(s): John Davis
Respondent Lawyers(s): W. Wallace Respess
Arbitrator(s): Robert Neal Hunter
Hearing Site: Charlotte, NC
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| 21-02364 | 03/15/2023 | Claimant(s): Craig Spry
Claimant Lawyers(s): Julie H. Fosbinder
Respondent(s): Truist Investment Services., Edmond Henley, BB&T Securities
Respondent Lawyers(s): Alexander M. Madrid
Arbitrator(s): Robert Neal Hunter, Frederick R. Benson, Erika Hunter
Hearing Site: Charlotte, NC
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| 22-02127 | 02/28/2023 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Jennifer R. Cox
Respondent(s): Timothy Phenecie
Respondent Lawyers(s): Timothy M. Phenecie
Arbitrator(s): Theresa Joan Rosenberg
Hearing Site: Charlotte, NC
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| 22-00659 | 01/17/2023 | Claimant(s): James Kinsey
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): LPL Financial LLC, BB&T Investment Services.
Respondent Lawyers(s): Ella Beres, Rochelle Mayfield
Arbitrator(s): Robert T. Allen, Richard James Igou, Jay Jordan
Hearing Site: Charlotte, NC
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| 21-02490 | 11/21/2022 | Claimant(s): Linda Puryear
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BB&T Securities
Respondent Lawyers(s): Alexander M. Madrid
Arbitrator(s): Mary E. Woytek
Hearing Site: Charlotte, NC
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| 22-00224 | 11/01/2022 | Claimant(s): Peter Shanahan
Claimant Lawyers(s): Robert J. Moses
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Richard James Igou
Hearing Site: Charlotte, NC
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| 20-03615 | 06/13/2022 | Claimant(s): Larry Cabrera
Claimant Lawyers(s): Thomas Momjian
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Victor L. Hayslip
Arbitrator(s): Mollie Wagner Neal, Robert Paul Michaud, Victoria Liccione
Hearing Site: Charlotte, NC
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