Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Warren J Ramirez Perez | 3052164 | 20 | 09/24/2018 | Customer Dispute | Withdrawn | $300,000.00 | $0.00 | See FINRA Report |
Christian Richard Rickenbach Loubriel | 3127240 | 18 | 05/10/2018 | Customer Dispute | Withdrawn | $22,055.30 | $0.00 | See FINRA Report |
Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 05/10/2018 | Customer Dispute | Withdrawn | $22,055.30 | $0.00 | See FINRA Report |
Raquel Gonzalez Chavez | 1146086 | 14 | 05/09/2018 | Customer Dispute | Withdrawn | $728,000.00 | $0.00 | See FINRA Report |
Raquel Gonzalez Chavez | 1146086 | 14 | 04/04/2018 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
Raquel Gonzalez Chavez | 1146086 | 14 | 11/21/2017 | Customer Dispute | Withdrawn | $175,000.00 | $0.00 | See FINRA Report |
Amarilis Santiago-Torres | 4055163 | 17 | 06/29/2017 | Customer Dispute | Withdrawn | $475,878.00 | $0.00 | See FINRA Report |
Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 06/29/2017 | Customer Dispute | Withdrawn | $1,200,000.00 | $0.00 | See FINRA Report |
Warren J Ramirez Perez | 3052164 | 20 | 09/22/2016 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
Yolanda M Rosich Clemente | 2701898 | 2 | 05/23/2016 | Customer Dispute | Withdrawn | $277,114.00 | $0.00 | See FINRA Report |