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FINRA Broker Disclosures for Popular Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 5 out of 5 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christian Richard Rickenbach Loubriel31272401812/07/2020Customer DisputePending$0.00$0.00See FINRA Report
Christian Richard Rickenbach Loubriel31272401808/21/2019Customer DisputePending$250,000.00$0.00See FINRA Report
Jose Alfredo Fuentes Rodriguez42063852005/24/2018Customer DisputePending$3,054,580.00$0.00See FINRA Report
Vanessa Lourdes Perez Fernandez25341612204/13/2018Customer DisputePending$2,000,000.00$0.00See FINRA Report
Miguel R Correa Cestero27654201211/02/2015Customer DisputePending$1,300,000.00$0.00See FINRA Report

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