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FINRA Broker Disclosures for Popular Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 39 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Victoria Eugenia Reyes Solarte4369051512/08/2021Customer DisputeClosed-No Action$18,000.00$0.00See FINRA Report
Marla Lopez-Martinez4140671312/03/2019Customer DisputeClosed-No Action$150,000.00$0.00See FINRA Report
Enrique Milan Rodriguez4234209212/10/2018Customer DisputeClosed-No Action$5,670.62$0.00See FINRA Report
Oscar Rafael Mesorana Colon32083301110/30/2018Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Warren J Ramirez Perez30521642006/27/2018Customer DisputeClosed-No Action$97,000.00$0.00See FINRA Report
Edgar Millan Miro Garcia2506523402/27/2018Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report
Jose Emilio Medina Fermin2694065702/27/2018Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report
Abimael Rosario Aleman41533291410/31/2017Customer DisputeClosed-No Action$400,000.00$0.00See FINRA Report
Lucenith Cuevas Figueroa42066861304/25/2016Customer DisputeClosed-No Action$60,000.00$0.00See FINRA Report
Edgar Millan Miro Garcia2506523405/06/2014Customer DisputeClosed-No Action$77,000.00$0.00See FINRA Report

39 Results

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