Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victoria Eugenia Reyes Solarte | 4369051 | 5 | 12/08/2021 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Eneida Vega Cortes | 5790380 | 1 | 08/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Luis Monllor Arzola | 3098650 | 7 | 07/01/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 06/16/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Abimael Rosario Aleman | 4153329 | 14 | 05/25/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Amarilis Santiago-Torres | 4055163 | 17 | 03/31/2021 | Customer Dispute | Settled | $310,000.00 | $0.00 | See FINRA Report |
| Miguel R Correa Cestero | 2765420 | 12 | 03/05/2021 | Customer Dispute | Denied | $5,300,000.00 | $0.00 | See FINRA Report |
| Christian Richard Rickenbach Loubriel | 3127240 | 18 | 02/23/2021 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 02/23/2021 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Rafael Jose Arthur Torres | 4492398 | 4 | 02/08/2021 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |