Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel R Correa Cestero | 2765420 | 13 | 03/05/2021 | Customer Dispute | Denied | $5,300,000.00 | $0.00 | See FINRA Report |
| Hector Shariff Mendez Santiago | 4423393 | 6 | 01/26/2021 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 05/24/2018 | Customer Dispute | Denied | $3,054,580.00 | $0.00 | See FINRA Report |
| Edman Alicea Rodriguez | 2247329 | 15 | 09/13/2010 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Jose Alfredo Fuentes Rodriguez | 4206385 | 20 | 09/05/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Fernando Luis Monllor Arzola | 3098650 | 7 | 08/07/2007 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Jose Emilio Medina Fermin | 2694065 | 7 | 09/26/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raquel Gonzalez Chavez | 1146086 | 9 | 01/24/2006 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Raquel Gonzalez Chavez | 1146086 | 9 | 01/16/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raquel Gonzalez Chavez | 1146086 | 9 | 03/06/2003 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |