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FINRA Broker Disclosures for Popular Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 339 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Victoria Eugenia Reyes Solarte4369051512/08/2021Customer DisputeClosed-No Action$18,000.00$0.00See FINRA Report
Abimael Rosario Aleman41533291405/25/2021Customer DisputeSettled$100,000.00$0.00See FINRA Report
Amarilis Santiago-Torres40551631703/31/2021Customer DisputeSettled$310,000.00$0.00See FINRA Report
Miguel R Correa Cestero27654201203/05/2021Customer DisputeDenied$5,300,000.00$0.00See FINRA Report
Christian Richard Rickenbach Loubriel31272401802/23/2021Customer DisputeSettled$215,000.00$0.00See FINRA Report
Vanessa Lourdes Perez Fernandez25341612202/23/2021Customer DisputeSettled$215,000.00$0.00See FINRA Report
Rafael Jose Arthur Torres4492398402/08/2021Customer DisputeSettled$130,000.00$0.00See FINRA Report
Hector Shariff Mendez Santiago4423393601/26/2021Customer DisputeDenied$250,000.00$0.00See FINRA Report
Tania Perez Pineiro4877622701/11/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Edman Alicea Rodriguez22473291501/11/2021Customer DisputeSettled$0.00$0.00See FINRA Report

339 Results

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