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FINRA Broker Disclosures for Popular Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jose Ramon Martinez Esteves14029912109/16/2014Customer DisputeAward / Judgment$285,000.00$354,856.00See FINRA Report
Lucenith Cuevas Figueroa42066861305/17/2011Customer DisputeAward / Judgment$127,036.00$0.00See FINRA Report
Cesar Augusto Angarita Ascanio4460151808/19/2010Customer DisputeAward / Judgment$460,000.00$0.00See FINRA Report
Raquel Gonzalez Chavez1146086901/23/1990Customer DisputeAward / Judgment$43,995.30$5,201.44See FINRA Report

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