Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jose Ramon Martinez Esteves | 1402991 | 21 | 09/16/2014 | Customer Dispute | Award / Judgment | $285,000.00 | $354,856.00 | See FINRA Report |
Lucenith Cuevas Figueroa | 4206686 | 13 | 05/17/2011 | Customer Dispute | Award / Judgment | $127,036.00 | $0.00 | See FINRA Report |
Cesar Augusto Angarita Ascanio | 4460151 | 8 | 08/19/2010 | Customer Dispute | Award / Judgment | $460,000.00 | $0.00 | See FINRA Report |
Raquel Gonzalez Chavez | 1146086 | 9 | 01/23/1990 | Customer Dispute | Award / Judgment | $43,995.30 | $5,201.44 | See FINRA Report |