Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jorge A Roig Velez | 2972145 | 11 | 12/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |