Our Staff has compiled our research into a database of FINRA Broker Disclosures for Popular Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eneida Vega Cortes | 5790380 | 1 | 08/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Luis Monllor Arzola | 3098650 | 7 | 07/01/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Domingo Cummings Perez | 2923607 | 18 | 06/16/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 01/12/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Lourdes Perez Fernandez | 2534161 | 22 | 05/07/2012 | Customer Dispute | Final | $300,000.00 | $39,186.00 | See FINRA Report |