Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Troy Jean Aucoin | 4491926 | 3 | 07/11/2023 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Kurt Lash | 2419624 | 1 | 04/20/2017 | Customer Dispute | Withdrawn | $25,500.00 | $0.00 | See FINRA Report |
| Charles Peter Brown | 1833265 | 1 | 04/21/2016 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Thomas Kevin Liguzinski | 2487288 | 2 | 05/26/2014 | Customer Dispute | Withdrawn | $6,000.00 | $0.00 | See FINRA Report |
| Joseph Kevin Bannon | 3129595 | 1 | 07/08/2013 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Michael Alan Manning | 1385785 | 1 | 03/27/2012 | Customer Dispute | Withdrawn | $33,000.00 | $0.00 | See FINRA Report |