Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark David Ferrer | 1053006 | 1 | 04/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amy Marie Carson | 3149084 | 1 | 12/18/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Paul Iannazzo | 1264630 | 1 | 09/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Melissa Wong Allen | 5456358 | 1 | 08/02/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kaleb Marcus Frawley | 5415756 | 2 | 05/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kaleb Marcus Frawley | 5415756 | 2 | 05/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Roger Teichler | 4326981 | 1 | 09/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darryl Scott Guthrie | 4176276 | 2 | 05/15/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Darryl Scott Guthrie | 4176276 | 2 | 05/15/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael T Lucenti | 3127904 | 1 | 10/23/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |