Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher M Moran | 4249353 | 2 | 05/31/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sheila Brand Stehlin | 4410030 | 2 | 05/23/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Hackley | 1977760 | 2 | 09/28/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Flynn Tomer | 4801360 | 2 | 02/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Hackley | 1977760 | 2 | 01/31/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roark Alan Gover | 1676215 | 1 | 01/31/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Edward Fruh | 2159151 | 1 | 12/13/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Camille Margaret Smith | 5403550 | 1 | 07/14/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Decarla Shevon Reed | 4214466 | 2 | 07/31/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew McCaskill | 4145753 | 1 | 12/09/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |