Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Appolito | 6698 | 1 | 09/15/2022 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Edward Jonathan Sokolowski | 2221001 | 2 | 08/02/2022 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Vanessa Michelle Jilot | 5350507 | 1 | 07/28/2022 | Customer Dispute | Pending | $1,200,000.00 | $0.00 | See FINRA Report |
| Kevin Patrick O'Sullivan | 4499275 | 1 | 04/27/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Edward Jonathan Sokolowski | 2221001 | 2 | 01/26/2022 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| James Douglas Freeman | 4399338 | 1 | 09/10/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Kevin Joseph Lingenfelser | 5195286 | 1 | 08/19/2021 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Charles Keith Kiker | 2402823 | 1 | 07/08/2021 | Customer Dispute | Pending | $4,352,800.00 | $0.00 | See FINRA Report |
| Seth Aaron Renaud | 4946831 | 1 | 10/16/2020 | Customer Dispute | Pending | $161,355.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Segal | 1886939 | 1 | 10/16/2020 | Customer Dispute | Pending | $161,355.00 | $0.00 | See FINRA Report |