Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Alan Muskat | 4230037 | 2 | 07/04/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Nathan Everett van Bortel | 6131088 | 1 | 02/23/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert David Blanford | 6983580 | 1 | 03/16/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Blair E Burnett | 6694500 | 1 | 08/22/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Anthony Maloney | 6148072 | 3 | 07/27/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Tyler Wencis | 6524067 | 1 | 10/13/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zackery Evan Benjamin | 6287775 | 1 | 11/18/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Anthony Maloney | 6148072 | 3 | 06/26/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lauren Campbell | 6622911 | 1 | 06/01/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David M Workman | 6276963 | 1 | 12/26/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |