Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Keith Chew | 2004384 | 2 | 01/05/2024 | Customer Dispute | Closed-No Action | $9,517.69 | $0.00 | See FINRA Report |
| Daniel Paul Dueweke | 3261553 | 1 | 07/09/2021 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Bruce Robert Hosler | 2581041 | 1 | 05/19/2021 | Customer Dispute | Closed-No Action | $381,758.00 | $0.00 | See FINRA Report |
| Gary C Markham | 4242969 | 1 | 12/30/2019 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| William Bryan Beck | 1222316 | 1 | 12/26/2019 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| John Francis Wood | 1321814 | 1 | 02/11/2018 | Customer Dispute | Closed-No Action | $8,976.89 | $0.00 | See FINRA Report |
| Adam Johnson | 5028457 | 2 | 10/13/2017 | Customer Dispute | Closed-No Action | $26,000.00 | $0.00 | See FINRA Report |
| Kyle Robert Tatro | 5030017 | 2 | 08/16/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Graham John Wilson | 1197343 | 2 | 06/25/2013 | Customer Dispute | Closed-No Action | $68,000.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Langstaff | 2594127 | 3 | 04/16/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |