Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Robert Hosler | 2581041 | 1 | 05/19/2021 | Customer Dispute | Closed-No Action | $381,758.00 | $0.00 | See FINRA Report |
| William Bryan Beck | 1222316 | 1 | 12/26/2019 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| John Francis Wood | 1321814 | 1 | 02/11/2018 | Customer Dispute | Closed-No Action | $8,976.89 | $0.00 | See FINRA Report |
| Graham John Wilson | 1197343 | 2 | 06/25/2013 | Customer Dispute | Closed-No Action | $68,000.00 | $0.00 | See FINRA Report |
| Michael Jeffrey Passante | 2873488 | 1 | 02/10/2012 | Customer Dispute | Closed-No Action | $7,032.39 | $0.00 | See FINRA Report |
| John Jay Higgins | 1622053 | 1 | 07/29/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Eric Tomren | 2899318 | 2 | 05/07/2010 | Customer Dispute | Closed-No Action | $350,000.00 | $0.00 | See FINRA Report |
| Ronald John Berkowitz | 2274099 | 1 | 12/07/2009 | Customer Dispute | Closed-No Action | $71,250.00 | $0.00 | See FINRA Report |
| Stephen Paul Gressett | 3140619 | 2 | 12/07/2009 | Customer Dispute | Closed-No Action | $144,455.00 | $0.00 | See FINRA Report |
| Alecia Lauretta Modahl | 4888607 | 1 | 10/23/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |