Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brendan Richard Bullett | 4477713 | 1 | 05/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Greg Wayne Stafford | 2671574 | 2 | 12/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Arthur Dickson | 2305473 | 2 | 03/09/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geoffrey Thoth Barry | 2807016 | 1 | 04/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Arthur Dickson | 2305473 | 2 | 10/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Woodford | 7235919 | 1 | 12/31/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angela R Lee | 4834345 | 2 | 11/30/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angela R Lee | 4834345 | 2 | 11/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Patrick Kittredge | 3192184 | 1 | 04/19/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laurence Gerard Claudia | 4315887 | 3 | 10/29/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |