Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Woodford | 7235919 | 1 | 12/31/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angela R Lee | 4834345 | 2 | 11/30/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angela R Lee | 4834345 | 2 | 11/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Patrick Kittredge | 3192184 | 1 | 04/19/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elena Germani | 4408412 | 2 | 03/26/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa Suzanne Cannon | 5295766 | 2 | 05/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laurence Gerard Claudia | 4315887 | 3 | 10/29/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Laurence Gerard Claudia | 4315887 | 3 | 10/29/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |