Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Keith Chew | 2004384 | 2 | 01/26/2024 | Customer Dispute | Settled | $18,077.40 | $0.00 | See FINRA Report |
| Mark Douglas Erwin | 3039639 | 2 | 11/01/2023 | Customer Dispute | Settled | $144,448.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Segal | 1886939 | 1 | 05/15/2023 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Seth Aaron Renaud | 4946831 | 1 | 05/15/2023 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Christie Caliva | 5527773 | 1 | 04/12/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Kurt Charles Jackson | 2913769 | 2 | 11/22/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Appolito | 6698 | 1 | 09/15/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Edward Jonathan Sokolowski | 2221001 | 2 | 08/02/2022 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Steven Wayne Aiken | 3227646 | 1 | 05/03/2022 | Customer Dispute | Settled | $16,424.20 | $0.00 | See FINRA Report |
| Kevin Patrick O'Sullivan | 4499275 | 1 | 04/27/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |