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FINRA Broker Disclosures for Commonwealth Financial Network

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 220 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Paul Edward Miller1769045105/29/2024Customer DisputeDenied$107,993.00$0.00See FINRA Report
Edward Gerald Benz1577698105/22/2024Customer DisputeDenied$300,000.00$0.00See FINRA Report
Joseph John Cahill2192543111/06/2023Customer DisputeDenied$37,763.90$0.00See FINRA Report
Louis Joseph Desepoli3147277106/02/2023Customer DisputeDenied$25,000.00$0.00See FINRA Report
Scott Alan Meyerson2075361202/08/2023Customer DisputeDenied$70,000.00$0.00See FINRA Report
Michael William Bakker1843121102/02/2023Customer DisputeDenied$507,708.00$0.00See FINRA Report
Joseph P Silvestri1812212101/04/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Antoinette Gega2406555101/04/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Chester Oliver Gordon6664493101/04/2023Customer DisputeDenied$0.00$0.00See FINRA Report
Michelle Judith Perry6106242110/12/2022Customer DisputeDenied$0.00$0.00See FINRA Report

220 Results

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