Our Staff has compiled our research into a database of FINRA Broker Disclosures for Commonwealth Financial Network. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Paul Edward Miller | 1769045 | 1 | 05/29/2024 | Customer Dispute | Denied | $107,993.00 | $0.00 | See FINRA Report |
Edward Gerald Benz | 1577698 | 1 | 05/22/2024 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
Joseph John Cahill | 2192543 | 1 | 11/06/2023 | Customer Dispute | Denied | $37,763.90 | $0.00 | See FINRA Report |
Louis Joseph Desepoli | 3147277 | 1 | 06/02/2023 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
Scott Alan Meyerson | 2075361 | 2 | 02/08/2023 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
Michael William Bakker | 1843121 | 1 | 02/02/2023 | Customer Dispute | Denied | $507,708.00 | $0.00 | See FINRA Report |
Joseph P Silvestri | 1812212 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Antoinette Gega | 2406555 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Chester Oliver Gordon | 6664493 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michelle Judith Perry | 6106242 | 1 | 10/12/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |