Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge Nieves Aponte | 4453274 | 2 | 12/15/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Louis Vetter | 2217478 | 1 | 06/16/2000 | Customer Dispute | Settled | $49,975.00 | $0.00 | See FINRA Report |