Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Howe | 5734763 | 1 | 09/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wilson Shyree | 6557665 | 2 | 09/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcia Marion Williams-Taylor | 5866097 | 3 | 07/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Whaley J Dyches | 1891050 | 1 | 09/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edie Moffett | 4138673 | 2 | 12/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Cary | 3013444 | 5 | 05/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcia Marion Williams-Taylor | 5866097 | 3 | 02/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcia Marion Williams-Taylor | 5866097 | 3 | 11/12/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Cary | 3013444 | 5 | 09/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Cary | 3013444 | 5 | 08/15/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |