Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stanley Mark | 2504171 | 1 | 04/24/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Stuart Clark | 2660320 | 2 | 05/20/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Frederick Hansen | 709328 | 1 | 05/28/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Alexander Nevitt | 2356092 | 1 | 04/19/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |