Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Regina L Loeks | 4850106 | 3 | 06/13/2024 | Customer Dispute | Pending | $51,271.00 | $0.00 | See FINRA Report |
| Michael Dean Ludwig | 4246885 | 1 | 10/25/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jorge Nieves Aponte | 4453274 | 2 | 12/15/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jorge Nieves Aponte | 4453274 | 2 | 08/19/2010 | Customer Dispute | Award / Judgment | $460,000.00 | $0.00 | See FINRA Report |
| Manuel Gonzalez | 2723739 | 3 | 09/22/2008 | Customer Dispute | Denied | $5,587.26 | $0.00 | See FINRA Report |
| Manuel Gonzalez | 2723739 | 3 | 09/17/2008 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |
| Louis Vetter | 2217478 | 1 | 06/16/2000 | Customer Dispute | Settled | $49,975.00 | $0.00 | See FINRA Report |