Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Czar Veto Alexander | 7585052 | 1 | 09/28/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clifton Julius Kemp | 5670187 | 1 | 01/29/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fabian Gomez | 4298277 | 1 | 01/24/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kane Aaron Kennon | 4720180 | 1 | 06/25/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kirk Anthony Staine | 2934023 | 1 | 12/16/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan James Kukulski | 4148615 | 1 | 12/15/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Caleb Carty | 5639154 | 1 | 12/05/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leonard Charles Wilson | 1717173 | 1 | 12/06/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Ramlagan | 4682995 | 2 | 04/08/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janet Morales | 4835844 | 1 | 03/06/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |