Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle D McIntyre | 2978113 | 3 | 02/18/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Ramlagan | 4682995 | 2 | 08/11/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Danny Hernandez | 5647225 | 1 | 03/22/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nancy Lois Barker | 1918942 | 1 | 05/04/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ross Howard Brown | 1847837 | 1 | 03/05/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |