Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manuel Gonzalez | 2723739 | 3 | 09/22/2008 | Customer Dispute | Denied | $5,587.26 | $0.00 | See FINRA Report |
| Manuel Gonzalez | 2723739 | 3 | 09/17/2008 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |