Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janette Breton | 3246629 | 3 | 04/26/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Leonard Bruce Nieves | 2792888 | 1 | 02/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Michael Gratch | 2808793 | 1 | 08/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christine Renee Beckwith | 5401057 | 2 | 07/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandra Lynn O'Donnell | 5322392 | 7 | 06/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Lynn O'Donnell | 5322392 | 7 | 06/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Lynn O'Donnell | 5322392 | 7 | 06/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Lynn O'Donnell | 5322392 | 7 | 06/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Lynn O'Donnell | 5322392 | 7 | 06/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandra Lynn O'Donnell | 5322392 | 7 | 06/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |