Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pershing LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Michael Collins | 5206093 | 1 | 01/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janette Breton | 3246629 | 1 | 04/26/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Topley | 7263939 | 1 | 06/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter MacArthur | 3026497 | 1 | 05/04/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dhanragie Seejattan | 4501377 | 2 | 12/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dhanragie Seejattan | 4501377 | 2 | 10/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawnta Monique Bogan | 5022233 | 1 | 05/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Girjadayal Gayadin | 1134382 | 1 | 10/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Marc Volcy | 2958849 | 1 | 05/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edie Moffett | 4138673 | 2 | 04/23/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |