Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David M Demars | 3080089 | 2 | 06/06/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Thomas Joseph Barger | 2200770 | 1 | 01/08/2018 | Customer Dispute | Withdrawn | $24,000.00 | $0.00 | See FINRA Report |
John Gilman McCarthy | 2470464 | 1 | 12/11/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
Donald Earl Garcia | 1782485 | 7 | 06/17/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |