Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James M Honaker | 4494135 | 2 | 05/24/2017 | Customer Dispute | Award / Judgment | $0.00 | $11,316.00 | See FINRA Report |
| Richard A Smith | 1792273 | 2 | 03/22/2010 | Customer Dispute | Award / Judgment | $0.00 | $1,760,500.00 | See FINRA Report |
| John Robert Marshall | 2811801 | 1 | 08/04/2009 | Customer Dispute | Award / Judgment | $0.00 | $1,760,500.00 | See FINRA Report |