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FINRA Broker Disclosures for Lincoln Financial Advisors Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 22 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher E Janda6059114104/18/2024Judgment / Lien$0.00$0.00See FINRA Report
Peter Thomas Waldron4834523402/13/2024Judgment / Lien$0.00$0.00See FINRA Report
Brandon Koichi Calhoun2710618202/27/2023Judgment / Lien$0.00$0.00See FINRA Report
Roger Michael Ryndak408465409/15/2020Judgment / Lien$0.00$0.00See FINRA Report
Roger Michael Ryndak408465401/28/2020Judgment / Lien$0.00$0.00See FINRA Report
Brent Edward Dellinger4890624211/19/2018Judgment / Lien$0.00$0.00See FINRA Report
Richard A Smith1792273208/14/2018Judgment / Lien$0.00$0.00See FINRA Report
Roger Michael Ryndak408465406/15/2018Judgment / Lien$0.00$0.00See FINRA Report
Roger Michael Ryndak408465404/23/2018Judgment / Lien$0.00$0.00See FINRA Report
Samantha Elizabeth Hunter4869917102/08/2017Judgment / Lien$0.00$0.00See FINRA Report

22 Results

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