Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aaron Christopher Bethune | 6238143 | 1 | 08/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Ott Miller | 1009806 | 1 | 04/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mitchell Ira Scher | 833197 | 6 | 06/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Michael Ryndak | 408465 | 4 | 09/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Michael Ryndak | 408465 | 4 | 01/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kyle Alan Roelofs | 5467179 | 2 | 10/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brent Edward Dellinger | 4890624 | 2 | 11/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Gerard Salem | 5725100 | 10 | 10/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Gerard Salem | 5725100 | 10 | 10/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard A Smith | 1792273 | 2 | 08/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |