Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher E Janda | 6059114 | 1 | 04/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Peter Thomas Waldron | 4834523 | 4 | 02/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brandon Koichi Calhoun | 2710618 | 2 | 02/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Roger Michael Ryndak | 408465 | 4 | 09/15/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Roger Michael Ryndak | 408465 | 4 | 01/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brent Edward Dellinger | 4890624 | 2 | 11/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Richard A Smith | 1792273 | 2 | 08/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Roger Michael Ryndak | 408465 | 4 | 06/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Roger Michael Ryndak | 408465 | 4 | 04/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Samantha Elizabeth Hunter | 4869917 | 1 | 02/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |