Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alex Pritsker | 2509622 | 3 | 08/30/2022 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| David John Estatico | 1132482 | 1 | 07/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis Samuel Krietzberg | 2772736 | 1 | 06/23/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Charles Stickney | 718622 | 1 | 06/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Scott Scherr | 2358764 | 5 | 03/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 12 | 12/21/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael L Hackett | 1665468 | 1 | 04/03/2020 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| William F Rugen | 1689041 | 1 | 03/27/2020 | Customer Dispute | Denied | $20,100.00 | $0.00 | See FINRA Report |
| Peter David Maller | 2322403 | 3 | 03/19/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David M Demars | 3080089 | 2 | 03/09/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |