Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anne Marie MacHesky | 720341 | 1 | 04/20/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Kelly Wood | 2360240 | 1 | 02/25/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brett Erik Jenson | 4048577 | 1 | 08/06/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Walter Palumbos | 4345896 | 1 | 07/26/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph McNulty | 1493933 | 2 | 07/09/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kyle Alan Roelofs | 5467179 | 2 | 03/05/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Michael Goldberg | 2258807 | 2 | 02/14/2020 | Customer Dispute | Settled | $15,822.00 | $0.00 | See FINRA Report |
| Brendan Thomas O'Connor | 1352287 | 3 | 11/11/2019 | Customer Dispute | Settled | $1,486,280.00 | $0.00 | See FINRA Report |
| Peter David Maller | 2322403 | 3 | 08/22/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jordan Harrington Murray | 5830451 | 1 | 12/31/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |