Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Alan Horvitz | 1326407 | 1 | 03/07/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| King Wei Mah | 6564232 | 1 | 02/12/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 10/11/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Gary Dolven | 69678 | 2 | 04/30/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Gary Dolven | 69678 | 2 | 12/12/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Edwin Werner | 3210734 | 4 | 03/08/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Wayne Robertson | 2718369 | 1 | 11/26/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Francesca Milde | 3137398 | 1 | 06/21/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Stanley Kosek | 1130367 | 1 | 06/02/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Griffiths Khoury | 268940 | 1 | 03/08/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |