Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Michael Goldberg | 2258807 | 2 | 05/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wendy Sue Morasco | 4531151 | 1 | 01/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Cannon Hydrick | 2392721 | 1 | 05/10/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| C Laura Crean | 1640207 | 1 | 10/23/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Katherine Jane Phillips | 5912756 | 1 | 12/18/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Ariola | 2143300 | 1 | 05/16/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alex Pritsker | 2509622 | 3 | 01/07/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Nelson Brittain | 5736858 | 1 | 06/08/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Giaccone | 3004254 | 1 | 06/22/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Romeo | 1980201 | 1 | 09/03/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |