Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Alan Horvitz | 1326407 | 1 | 03/07/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gavin Paul Higgins | 5382093 | 1 | 07/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| King Wei Mah | 6564232 | 1 | 02/12/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 14 | 10/11/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Blane Pollard | 6936544 | 1 | 04/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Albin Casmir Tomczuk | 7587773 | 1 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Staci Lynn Bousquet | 2758417 | 1 | 10/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Pruitt Melton | 1509513 | 3 | 07/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Updike | 1290952 | 2 | 06/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Gary Dolven | 69678 | 2 | 04/30/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |