Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gavin Paul Higgins | 5382093 | 1 | 07/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katelyn Marie Miele | 6846573 | 3 | 04/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katelyn Marie Miele | 6846573 | 3 | 04/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Wesley Greenwell | 6484990 | 1 | 03/17/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Nicole Vanarsdall | 6240173 | 1 | 10/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katelyn Marie Miele | 6846573 | 3 | 04/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| King Wei Mah | 6564232 | 1 | 02/12/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew David Perona | 2452636 | 1 | 02/12/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Shaw | 1870018 | 12 | 10/11/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Caira White | 6964538 | 2 | 07/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |