Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Advisors Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dusty Chris Roche | 4885219 | 1 | 05/24/2023 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Arthur Sylvester Littlefield | 2718449 | 3 | 02/02/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Anne Robbins | 5486037 | 1 | 08/20/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Bernard Cowan | 1208897 | 1 | 05/22/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Austin Karl McCranie | 6894028 | 1 | 08/21/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Patrick Dougherty | 6418240 | 1 | 01/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey J Kosek | 5166441 | 1 | 06/06/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Edward Dover | 5410922 | 1 | 07/24/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan M Pineda | 5894972 | 1 | 05/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle Lee Largen | 5529185 | 4 | 06/04/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |