Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Erle Hairston | 2314459 | 1 | 03/10/2021 | Customer Dispute | Settled | $23,868.00 | $0.00 | See FINRA Report |
Thomas Patrick Donahue | 2853353 | 2 | 04/01/2020 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
Jose Luis Perez-Del Toro | 2125778 | 3 | 09/27/2019 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
James David Crosson | 1300425 | 5 | 07/02/2019 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
James David Crosson | 1300425 | 5 | 07/02/2019 | Customer Dispute | Settled | $39,703.00 | $0.00 | See FINRA Report |
James David Crosson | 1300425 | 5 | 02/08/2019 | Customer Dispute | Settled | $36,563.80 | $0.00 | See FINRA Report |
Chet Haddaway McWilliams | 1641284 | 2 | 05/27/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Ryan Christopher Pellegrino | 5196023 | 2 | 01/29/2016 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
Frank Christian Germano | 2175736 | 2 | 07/25/2013 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Frederick Wallace Prelle | 367289 | 1 | 04/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |