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FINRA Broker Disclosures for Lincoln Financial Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 40 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Anna Marie Stotka1282024202/23/2023Customer DisputeSettled$45,000.00$0.00See FINRA Report
Anna Marie Stotka1282024202/23/2023Customer DisputeSettled$50,000.00$0.00See FINRA Report
Peter Bloss Bryan1006417204/29/2022Customer DisputeSettled$0.00$0.00See FINRA Report
David Erle Hairston2314459103/10/2021Customer DisputeSettled$23,868.00$0.00See FINRA Report
Thomas Patrick Donahue2853353204/01/2020Customer DisputeSettled$115,000.00$0.00See FINRA Report
Jose Luis Perez-Del Toro2125778309/27/2019Customer DisputeSettled$210,000.00$0.00See FINRA Report
Danny Eugene Jouett2469779209/10/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Chet Haddaway McWilliams1641284205/27/2016Customer DisputeSettled$0.00$0.00See FINRA Report
Frank Christian Germano2175736207/25/2013Customer DisputeSettled$200,000.00$0.00See FINRA Report
Frederick Wallace Prelle367289104/23/2013Customer DisputeSettled$0.00$0.00See FINRA Report

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