Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deborah L Stanfa | 4280898 | 1 | 07/30/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Michelle Gordon | 1493904 | 4 | 06/30/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mathew Randolph White | 1070588 | 1 | 05/09/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carl David Isaac | 1956375 | 3 | 05/31/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Lawrence Coulter | 2587409 | 3 | 11/12/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Noel Kenneth Edwards Sr | 1436002 | 4 | 06/30/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Johnson | 1466302 | 2 | 10/17/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Ricker Halliday | 234467 | 3 | 02/05/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Ricker Halliday | 234467 | 3 | 03/30/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Ricker Halliday | 234467 | 3 | 09/23/1981 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |