Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene William Harris | 1269152 | 1 | 11/19/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Carlos Jose Castro | 5340409 | 1 | 08/28/2015 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Michael Arthur Lynch | 1203331 | 4 | 04/16/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Alan Jamison | 2750347 | 10 | 04/03/2007 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| James William Barnett | 1308281 | 1 | 03/10/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jane Bischoff Smith | 1958595 | 6 | 09/06/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Alan Jamison | 2750347 | 10 | 05/20/2005 | Customer Dispute | Closed-No Action | $57,000.00 | $0.00 | See FINRA Report |
| Michael Girard Palatiello | 1372752 | 1 | 11/26/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Michael Raft | 2256800 | 4 | 12/07/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Diana M Corujo-Ramsey | 2291921 | 1 | 10/15/2001 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |