Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jennifer Anne Robbins | 5486037 | 1 | 08/20/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Patrick Andrew Horne | 5375685 | 1 | 09/26/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
John Patrick Dougherty | 6418240 | 1 | 01/15/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Bryan Charles Pollock | 5825905 | 1 | 09/29/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
William Mitchell Smith | 4589003 | 1 | 02/02/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Anthony Gennaro Lancaster | 5158545 | 2 | 11/07/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Robert Paul Kimmel | 3094471 | 1 | 10/03/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Anthony Gennaro Lancaster | 5158545 | 2 | 07/27/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David Alan Jamison | 2750347 | 10 | 08/07/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Andrew Milton Motes | 4710588 | 1 | 05/12/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |