Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Michael Raft | 2256800 | 4 | 10/10/2002 | Customer Dispute | Award / Judgment | $0.00 | $15,000.00 | See FINRA Report |
| Peter Joseph Carollo | 1270383 | 1 | 01/30/1992 | Customer Dispute | Award / Judgment | $592,138.00 | $71,568.00 | See FINRA Report |