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FINRA Broker Disclosures for Lincoln Financial Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 23 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Raul Mendez3244412209/26/2019Judgment / Lien$0.00$0.00See FINRA Report
David Alan Jamison27503471007/16/2019Judgment / Lien$0.00$0.00See FINRA Report
Raul Mendez3244412203/14/2019Judgment / Lien$0.00$0.00See FINRA Report
Daniel Paul Randall2140188407/06/2018Judgment / Lien$0.00$0.00See FINRA Report
Daniel Paul Randall2140188405/10/2018Judgment / Lien$0.00$0.00See FINRA Report
Derek David Wilson5642146203/07/2018Judgment / Lien$0.00$0.00See FINRA Report
Daniel Paul Randall2140188410/02/2017Judgment / Lien$0.00$0.00See FINRA Report
Derek David Wilson5642146205/17/2017Judgment / Lien$0.00$0.00See FINRA Report
Samantha Elizabeth Hunter4869917102/08/2017Judgment / Lien$0.00$0.00See FINRA Report
Daniel Paul Randall2140188410/14/2015Judgment / Lien$0.00$0.00See FINRA Report

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