Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Raul Mendez | 3244412 | 2 | 09/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David Alan Jamison | 2750347 | 10 | 07/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Raul Mendez | 3244412 | 2 | 03/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Daniel Paul Randall | 2140188 | 4 | 07/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Daniel Paul Randall | 2140188 | 4 | 05/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Derek David Wilson | 5642146 | 2 | 03/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Daniel Paul Randall | 2140188 | 4 | 10/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Derek David Wilson | 5642146 | 2 | 05/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Samantha Elizabeth Hunter | 4869917 | 1 | 02/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Daniel Paul Randall | 2140188 | 4 | 10/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |