Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lucas Alan Burton | 5596824 | 1 | 12/02/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Michael D Ivey | 4685762 | 1 | 07/08/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Joseph Ward | 2903596 | 2 | 07/08/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Peter Bloss Bryan | 1006417 | 2 | 04/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Tony Scott Keena | 3014120 | 1 | 04/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Rychel | 2262582 | 1 | 04/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Dibernardo | 2603040 | 1 | 12/20/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Edward Cox | 5110165 | 2 | 12/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lee Sanders | 2897192 | 2 | 03/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Erle Hairston | 2314459 | 1 | 03/10/2021 | Customer Dispute | Settled | $23,868.00 | $0.00 | See FINRA Report |