Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leon Harry Levinson | 1251194 | 1 | 02/16/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Danny Eugene Jouett | 2469779 | 2 | 12/15/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Ginsburg | 3022789 | 1 | 11/15/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Roman Corujo | 5657513 | 1 | 11/01/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Anna Marie Stotka | 1282024 | 2 | 02/23/2023 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Anna Marie Stotka | 1282024 | 2 | 02/23/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Peter Bloss Bryan | 1006417 | 2 | 04/29/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas Edward Cox | 5110165 | 2 | 12/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lee Sanders | 2897192 | 2 | 03/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Erle Hairston | 2314459 | 1 | 03/10/2021 | Customer Dispute | Settled | $23,868.00 | $0.00 | See FINRA Report |