Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Ginsburg | 3022789 | 1 | 11/15/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Edward Cox | 5110165 | 2 | 12/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lee Sanders | 2897192 | 2 | 03/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roger Darosa Correa | 4709975 | 1 | 11/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stuart Wally Blankenship | 805747 | 1 | 08/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lee Sanders | 2897192 | 2 | 07/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Elbert Green-Ortiz | 7401160 | 1 | 07/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Albin Casmir Tomczuk | 7587773 | 1 | 12/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Edward Cox | 5110165 | 2 | 11/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Kyle Vealey | 6366767 | 1 | 10/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |