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FINRA Broker Disclosures for Lincoln Financial Securities Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Financial Securities Corporation. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jennifer Anne Robbins5486037108/20/2018CriminalFinal Disposition$0.00$0.00See FINRA Report
Patrick Andrew Horne5375685109/26/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
John Patrick Dougherty6418240101/15/2010CriminalFinal Disposition$0.00$0.00See FINRA Report
Bryan Charles Pollock5825905109/29/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
William Mitchell Smith4589003102/02/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Anthony Gennaro Lancaster5158545211/07/1996CriminalFinal Disposition$0.00$0.00See FINRA Report
Robert Paul Kimmel3094471110/03/1993CriminalFinal Disposition$0.00$0.00See FINRA Report
Anthony Gennaro Lancaster5158545207/27/1992CriminalFinal Disposition$0.00$0.00See FINRA Report
David Alan Jamison27503471008/07/1991CriminalFinal Disposition$0.00$0.00See FINRA Report
Andrew Milton Motes4710588105/12/1989CriminalFinal Disposition$0.00$0.00See FINRA Report

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